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Financial Services | Compliance Training for Financial Services

Compliance Training Solutions for Financial Services

Finding effective training solutions for financial organizations can be a tall order. If you’re currently searching for an effective way to train new employees and to enhance the skills and productivity of existing employees, you already know how challenging it can be. Technology evolves rapidly and many training programs are too generic and outdated to address the issue.

Employees are often geographically dispersed, which makes in-person training costly and impractical. Security is of the utmost importance too, and the fact that the industry is highly regulated further complicates matters. While there are plenty of off-the-shelf training programs out there, the odds of finding one that suits the very specific needs of your financial organization are slim. These issues are frustrating to be sure, but they can be overcome. The trick is to switch from looking for generic training programs and focus on customizable learning management systems instead.

Learn how Compliance Training can keep you on top of strict regulations and help you to maintain a culture of transparency and efficiency. We know that people are at the core of organizational excellence and they deserve a strong learning and development strategy supported by our LMS.

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LMS Administration

Improve Compliance

Automatically notify supervisors of incomplete learning and notify learners and supervisors of expiring certifications - all done quickly, simply and automatically. Each learning element may have notifications tailored to the specific purpose. Make it fun by utilizing gaming technology to engage learners to complete levels and achieve rewards!

LMS Administration

Automated Reporting

Have standard and custom reports automatically delivered to the designated individuals or groups. Select which Team managers will get the report, how frequently the report should be delivered, and how the report should be formatted. You can choose to send PDF, Excel or a variety of other formats.

LMS Administration

Reduce Training Costs

Reduce lost production time, cost of facilities, eliminate travel expenses and save hundreds of thousands of dollars every year with our flexible learning management system!

LMS Administration

Rapidly Deploy Training

Simply choose your preferred training method, add the learning element, and enroll learners either individually or in groups. Schedule and managing classroom training, amd include eLearning modules, PDF's, videos, pages on your site, documents on file, mentoring, forum sessions, quizzes, surveys, virtual classroom sessions and desktop sharing. You choose the method that works best for you!

Software as a Service


Compliance Training Solutions LMS clients each have their own individual instance of the system, including database and web files. You do not share an installation with anyone else - unlike most of the competing LMS. As a result, or clients have come to expect superior stability, security and performance.

Engage Learners

Mobile and Responsive

Mobile and tablet usage has skyrocketed over the last few years, and that trend will only continue. Previously, a mobile-only website was required, which made it cost prohibitive for most companies. Responsive themes have changed all that.

LMS Administration

Robust Reporting

Included with the learning management system is over a dozen popular reports. Each report can be customized using ad-hoc filters, then saved as a unique report. The Report results can be viewed on page or emailed. Each report may be exported to different formats including PDF, Excel, PowerPoint, Word Document, Rich Text Format and CSV.

LMS Administration

Simple to Use

It's simple to set up, simple to use, simple to maintain and simple to get started. In short, it's a simply capable Learning Management System.

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